Attorneys at Henrichsen Law Group working on behalf of a financial advisor are very pleased to announce that their client was awarded $650,000 in a defamation case before the Financial Industry Regulatory Authority (FINRA), which is the single largest independent regulatory body for securities firms operating in the United States.
The case was based upon events that occurred within weeks after our client’s departure from employment when remaining financial advisors attempted to retain customers and stop their migration alleging the claimant was untrustworthy and/or engaged in criminal activities. After a multi-day hearing of the evidence, the panel ruled in favor of our client.
If you, or anyone you know, is experiencing employment issues of this nature, please contact Henrichsen Law Group today.
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